I was recently rereading some essays by Steven Weinberg
(here) and was reminded why it is that I have a severe case of physics envy. It
is not only the depth of the results, both theoretical and empirical, and not
only the fact that when it comes to explanation, what you find in physics is
the gold standard, but my envy is also grounded in a respect for the
disciplined way that physicists talk about even the most obscure methodological
matters. Weinberg, in discussing his reductionist urges, makes three points
that should resonate with those who have a minimalist pulse. He discusses these on pages 37-40. Here’s “lessons” he draws from “the history
of science in the last three hundred years” (btw, I am pretty sure that the
last quoted passage is said/written with tongue firmly in cheek).
1. The
aim of fundamental physics is to “explain why everything is the way it is. This
is Newton’s dream, and it is our dream.”
2. “The
importance of phenomena in everyday life is, for us, a very bad guide to their
importance in the final answer.”
3. Indeed,
whether something is ubiquitous or common is a very unreliable guide to its
interest or importance: “We do not know about muons in our everyday life. But
as far as we know, muons play just as fundamental a role (which may or may not
be very fundamental) as electrons [which
is “ubiquitous in ordinary matter” –NH] in the ultimate scheme of things.”
4. “We
are not particularly interested in our electrons or our muons. We are
interested in the final principles that we hope we will learn about by studying
these particles. So the lesson is that the ordinary world is not a very good
guide to what is important.”
5. “…if
we are talking about very fundamental phenomena, then ideas of beauty are important
in a way that they wouldn’t be if we were talking about mere
accidents…[P]lanetary orbits don’t have to be beautiful curves like circles
because planets are not very important on any fundamental level. On the other
hand, when we formulate the equations of quantum field theories or string
theories we demand a great deal of mathematical elegance, because we believe
that the mathematical elegance that must exist at the root of things in nature
has to be mirrored at the level where we are working. If the particles and fields were working on
were mere accidents…then the use of beauty as a criterion in formulating our
theories would not be so fruitful.”
6. “…in
the theories we are trying to formulate, we are looking for a sense of
uniqueness, for a sense that when we understand the final answer, we will see
that it could not have been any other way. My colleague John Wheeler has
formulated this as the prediction that when we learn the ultimate laws of
nature we will wonder why they were not obvious from the beginning.”
These have more than a passing resemblance to oft quoted
minimalist dicta. (1) is the familiar
minimalist credo: the aim is not only to know what is the case but to know why
it is the case.
(2) sums up why it is that looking at large collections of
surface data are very likely to be irrelevant.
Real explanations lay hidden beneath the surface of things, just as much
in the study of FL as in the study of basic physics.
(3) reinforces the point in (2) and also suggests the
hazards of concentrating on the common, a feature not unknown to the
statistically inclined. Common/frequent does not imply theoretically important
unless one has a pretty surfacy/empiricist conception of theory.
(4) is a favorite of mine: think of the distinction between
linguistics and languistics. But it goes deeper.
We study languages because we believe that studying these will tell us
something about the nature of human cognition and biology. They are instruments for probing
minds/brains, the latter (not languages) being the ultimate objects of
inquiry. In this sense linguistics is
not about language any more than
physics in Weinberg’s conception, is about electrons or muons.
(5) starts moving onto very subtle but important territory. Weinberg
and Chomsky share the idea that at fundamental
levels reality is simple and elegant. The converse of this is that complexity
is the result of interacting systems. As fundamental theory describes single
(i.e. non-interacting) there is no place within fundamental theories for
interaction effects. Thus we expect (and find) simplicity and elegance. So
here’s a regulative ideal: simplicity holds at fundamental levels and
complexity arises from the interaction of simple systems. Thus, when looking
for the fundamental look for the simple and when it eludes you assume that the
complexity is a sign of two or more interacting simple systems. This is, admittedly, murky advice. However, at times, murky methodological
advice can be important and consequential. Weinberg and Chomsky identify two
projects where this is likely to be the case.
And last we have (6): it provides a kind of ex post conception of a notion Chomsky has
been fond of: “virtual conceptual necessity (VCN)” Ex post, VCN cannot guide research: it simply describes what we are
looking for: a theory that when stated will seem both obviously true and
inevitable. We can, however, get an
inkling about what kinds of notions such a theory will contain. For example, FL will have to contain a rule
that puts elements together (merge) and it would be very surprising given what we know if its operations
were not regulated by natural computational considerations like cyclicity and
locality. These are candidate basic notions
for a theory that has VCN. As Weinberg puts it:
That [Wheeler’s conception above
-NH] may very well be true. If it is, I suspect it will be because by the time
we learn the ultimate laws of nature, we will have been so much changed by the
learning process that it will become difficult to imagine that the truth could
be anything else…
Note the historical gloss Weinberg gives to Wheeler’s
dictum. This is why I added “given what
we know” above. Given minimalism’s roots in Generative Grammar research over
the last 60 years operations like merge and notions like cyclicity and locality
and economy must be part of any
reasonable account. That’s Weinberg’s version of VCN, and as we can see, it’s
not limited to the dreams of linguists.
All good science, at least all good basic
science, appears to share the dream.
A maybe simple-minded remark I have is this. From the point of view of the universe, a human brain, and the cognitive abilities that depend on it, are more similar to planetary orbits than to "fundamental phenomena". So, in the same way as we don't expect "planetary orbits to have beautiful curves", because planets are not "fundamental" in any way, we don't expect human cognition to be "fundamental" or "beautiful" in Weinberg's sense, i.e. from the point of view of physical laws. Human cognition *must* be the product of very complex interactions between various things, some of them quite contingent. This holds I suppose for all organs, which is why biology is, I think, less theoretical than physics. Granted, even in biology one can find "beauty" I suppose , and I definitely think that linguistics has uncovered a number of beautiful generalizations and offered a few explanatory accounts displaing both conceptual elegance and predictive power. But we cannot a priori *expect* that we will once have a theory of the language faculty that is as pure as fundamental physics is. There may well be irreducible "stipulations". This is totally independent of the fact that we should of course strive for parsimony, elegant and simple theories, etc, as in any other science. But the expectation that the most elegant/simple/parsimonious theory will turn out to reveal that the language faculty is itself maximally elegant, simple and non-redundant is not intrinsically motivated. Let me insist on *maximally*: based on my experience as a linguist, I do believe that there are many instances where linguistics has revealed "order" where superficial inspection could have suggested that everything is a mess.
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