Chomsky often claims that the conceptual underpinnings of
the Minimalist Program (MP) are little more than the injunction to do good
science. On this view the eponymous 1995 book did not break new ground, or
announce a new “program” or suggest foregrounding new questions. In fact, on
this view, calling a paper A Minimalist
Program for Linguistic Theory was not really a call to novelty but a gentle
reminder that we have all been minimalists all along and that we should
continue doing exactly what we had been doing so well to that point. This way
of putting things is (somewhat) exaggerated. However, versions thereof are currently
a standard trope, and though I don’t buy it, I recently found a great quote in Language and Mind (L&M) that sort of
supports this vision.[1]
Sorta, kinda but not quite. Here’s the
quote (L&M:182):
I would, naturally, assume that
there is some more general basis in human mental structure for the fact (if it
is a fact) that languages have transformational grammars; one of the primary scientific
reasons for studying language is that this study may provide some insight into
general properties of mind. Given those specific properties, we may then be
able to show that transformational grammars are “natural.” This would
constitute real progress, since it would now enable us to raise the problem of
innate conditions on acquisition of knowledge and belief in a more general
framework….
This quote is pedagogical in several ways. First, it does indicate that at least in Chomsky’s mind, GG from the get-go had what we could now
identify as minimalist ambitions. The goal as stated in L&M is not only to
describe the underlying capacities that make humans linguistically facile, but
to also understand how these capacities reflect the “general properties of
mind.” Furthermore, L&M moots the idea that understanding how language
competence fits in with our mental architecture more generally might allow us
to demonstrate that “transformational grammar is “natural”.” How so? Well in
the obviously intended sense that a mind with the cognitive powers we have
would have a faculty of language in which the particular Gs we have would
embody a transformational component. As L&M rightly points out, being able
to show this would “constitute real progress.” Yes it would.
It is worth noting that the contemporary conception of Merge
as combining both structure building and movement in the “simplest” recursive
rule is an attempt to make good on this somewhat foggy suggestion. If by ‘transformations’
we intend movement, then showing how a simple conception of recursion comes
with a built in operation of displacement goes some distance in redeeming the
idea that transformational Gs are “natural.”[2]
Note several other points: The L&M quote urges a
specific research strategy: if you are interested in general principles of
cognition then it is best to start the investigation from the bottom up. So
even if one’s interest is in cognition in
general (and this is clearly the L&M program) then right direction of
investigation is not from, e.g. some a priori conception of learning to
language but from a detailed investigation of language to the implications of
these details for human mental structure more generally. This, of course,
echoes Chomsky’s excellent critiques of Empiricism and its clearly incorrect
and/or vacuous conceptions of reinforcement learning.
However, the point is more general I believe. Even if one is
not Empiricistically inclined (as no right thinking person should be) the idea
that a body of local doctrine
concerning a specific mental capacity
is an excellent first step into
probing possibly more general capacities seems like excellent method. After
all, it worked well in the “real” sciences (e.g. Galileo’s, Copernicus’ and
Kepler’s laws were useful stepping stones to Newton’s synthesis) so why not
adopt a similar strategy in investigating the mind/brain? One of GGs lasting
contributions to intellectual life was to demonstrate how little we reflexively
know about the structure of our mental capacities. Being gifted linguistically
does not imply that we know anything about how our mind/brain operates. As Chomsky
likes to say, being puzzled about the obvious is where thinking really begins
and perhaps GG’s greatest contribution has been to make clear how complex our
linguistic capacities are and how little we understand about its operating
principles.
So is the Minimalist Program just more of the same, with nothing
really novel here? Again, I think that the quote above shows that it is not.
L&M clearly envisioned a future where it would be useful to ask how
linguistic competence fits into cognition more broadly. However, it also
recognized that asking such “how” questions was extremely premature. There is a
tide in the affairs of inquiry and some questions at some times are not worth
asking. To use a Chomsky distinction, some questions raise problems and some
point to mysteries. The latter are premature and one aim of research is to move questions from the second obscure
mystical column to the first tractable one. This is what happened in syntax
around 1995; the more or less rhetorical question Chomsky broached in L&M
in the late 60s became a plausible topic for serious research in the mid 1990s!
Thus, though there is a sense in which minimalism was old hat, there is a more
important sense in which it was entirely new, not as regards general methodological
concerns (one always values simplicity, conciseness, naturalness etc) but in
being able to ask the question that L&M first posed fancifully in a
non-trivial way: how does/might FL fit together with cognition more generally?
So what happened between 1968 and 1995? Well, we learned a
lot about the properties of human Gs and had plausible candidate principles of
UG (see here
for some discussion). In other words, again to use Chomsky’s framing (following
the chemist Davy), syntax developed a “body of doctrine” and with this it
became possible to use this body of doctrine to probe the more general
question. And that’s what the Minimalist Program is about. That’s what’s new. Given some understanding of what’s in FL
we can ask how it relates to cognition (and computation) more generally. That’s
why asking minimalist questions now
is valuable while asking them in 1967 would have been idle.
As you all know, there is a way of framing the minimalist
questions in a particularly provocative way, one that fires the imagination in
useful ways: How could this kind of FL with these kinds of principles have
evolved? On the standard assumption (though not uncontroversial, see here
on the “phenotypic gambit”) that complexity and evolvability are adversarial,
the injunction to simplify FL by reducing its linguistically proprietary
features becomes the prime minimalist project. Of course, all this is
potentially fecund to the degree that there is something to simplify (i.e. some
substantive proposals concerning what the operative FL/UG principles are) and targets
for simplification became worthwhile targets in the early 1990s.[3]
Hence the timing of the emergence of MP.
Let me end by ridding off on an old hobbyhorse: Minimalism does
not aim to be a successor to earlier
GB accounts (and its cousins LFG, HPSG etc). Rather MP’s goal is to be a theory of possible FL/UGs. It starts
from the assumption that the principles of UG articulated from 1955-1990s are
roughly correct, albeit not
fundamental. They must be derived from more general mental
principles/operations (to fulfill the L&M hope). MP is possible because
there is reason to think that GB got things roughly right. I actually do think
that this is correct. Others might not. But it is only once there is such a body of FL/UG doctrine that MP projects will
not be hopelessly premature. As the L&M quote indicates, MP like ambitions
have been with us for a long time, but only recently has it been rational to
hope that they would not be idle.
[1]
Btw, L&M is a great read and
those of you who have never dipped in (and I am looking at anyone under 40
here) should go out and read it.